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CHUNG Ka Kei

鍾家琦
CE AYA305Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Ka Kei (CE number AYA305) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (7)

2023-01-18 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2022-08-30 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1
2021-11-17 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2016-01-05 – 2021-10-29
Haitong International Securities Company Limited Rep
RA 1
2016-01-05 – 2021-10-29
Haitong International Futures Limited Rep
RA 2
2011-09-15 – 2015-01-23
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2011-09-15 – 2013-04-23
Nomura Securities (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYA305