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YUEN Chi Kwok

阮志國
CE AXZ838Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUEN Chi Kwok (CE number AXZ838) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFengde Capital Limited
豐德資本有限公司

Licence Record (9)

2019-08-01 – present Current
Fengde Capital Limited RO
RA 1 RA 4 RA 9
2017-09-15 – 2019-07-11
Superactive Financial Group Company Limited RO
RA 9
2016-06-07 – 2016-12-01
CNCB (Hong Kong) Capital Limited RO
RA 1
2015-08-25 – 2016-04-30
Fulbright Asset Management Limited Rep
RA 9
2015-03-16 – 2015-03-24
Fulbright Wealth Management Limited RO
RA 1 RA 4
2015-01-19 – 2015-03-16
Fulbright Wealth Management Limited Rep
RA 1 RA 4
2012-11-02 – 2014-12-31
Fulbright Securities Limited Rep
RA 1
2012-11-02 – 2014-11-08
Fulbright Capital Limited Rep
RA 6
2011-09-30 – 2012-07-31
CNCB (Hong Kong) Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXZ838