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LU Yizhuo

盧亦卓
CE AXY602Licensed IndividualSFO licence active
Official SFC record

LU Yizhuo (CE number AXY602) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoint72 Hong Kong Limited

Licence Record (3)

2020-12-31 – present Current
Point72 Hong Kong Limited Rep
RA 9
2017-06-28 – 2020-12-01
Sumitomo Mitsui Trust (Hong Kong) Limited Rep
RA 4
2011-09-05 – 2011-11-17
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY602