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LAU Chak Wong

劉澤煌
CE AXY507Licensed IndividualSFO licence active
Official SFC record

LAU Chak Wong (CE number AXY507) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeAvenue Family Office Limited
道信家族辦公室有限公司
RepresentativeAvenue Investment Management Limited
道信投資管理有限公司

Licence Record (6)

2024-09-19 – present Current
Avenue Family Office Limited Rep
RA 1 RA 9
2024-09-19 – present Current
Avenue Investment Management Limited Rep
RA 1 RA 9
2022-07-14 – 2024-08-13
SW Capital Management Limited RO
RA 1 RA 4 RA 9
2020-07-30 – 2022-04-01
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2020-06-09 – 2022-04-01
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 4
2011-08-29 – 2012-10-05
BOCI Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY507