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LI Weiwei

李維偉
CE AXY460Licensed IndividualSFO licence active
Official SFC record

LI Weiwei (CE number AXY460) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMoody's Investors Service Hong Kong Limited

Licence Record (5)

2017-11-29 – present Current
Moody's Investors Service Hong Kong Limited Rep
RA 10
2014-08-21 – 2017-11-24
Total Invest Group Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2012-10-11 – 2014-08-16
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2012-10-11 – 2014-08-16
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2012-01-16 – 2012-09-14
Centaline Wealth Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY460