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HUANG Yao

黃垚
CE AXX667Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUANG Yao (CE number AXX667) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSDG Asset Management (HK) Limited
山金資產管理(香港)有限公司
Responsible OfficerSDG Securities (HK) Limited
山金證券(香港)有限公司

Licence Record (9)

2024-10-09 – present Current
SDG Securities (HK) Limited RO
RA 1 RA 4
2024-10-09 – present Current
SDG Asset Management (HK) Limited RO
RA 4 RA 9
2024-09-25 – 2024-10-09
SDG Asset Management (HK) Limited Rep
RA 9
2023-12-08 – 2024-08-30
Raffles Assets Management (HK) Co. Limited Rep
RA 9
2021-02-03 – 2023-09-22
VERACITY INVESTMENT CO., LIMITED RO
RA 1 RA 4 RA 9
2020-07-13 – 2021-02-03
VERACITY INVESTMENT CO., LIMITED Rep
RA 1 RA 4 RA 9
2020-05-04 – 2020-06-19
SPDB International Investment Management Limited Rep
RA 4 RA 9
2012-02-28 – 2020-03-31
China Everbright Assets Management Limited Rep
RA 1 RA 4 RA 9
2011-08-19 – 2012-07-13
Everbright Capital Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX667