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CHO Tin Tak

曹天德
CE AXX258Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHO Tin Tak (CE number AXX258) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (5)

2026-05-04 – present Current
Goldman Sachs (Asia) L.L.C. RO
RA 1 RA 6
2025-12-02 – 2026-05-04
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6
2023-11-02 – 2025-08-29
UBS Securities Hong Kong Limited RO
RA 6
2020-02-14 – 2023-11-02
UBS Securities Hong Kong Limited Rep
RA 6
2011-08-19 – 2019-09-12
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX258