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CAO Xiangwei

曹湘薇
CE AXV946Licensed IndividualSFO licence active
Official SFC record

CAO Xiangwei (CE number AXV946) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWelwing Capital Group Limited

Licence Record (5)

2022-04-04 – present Current
Welwing Capital Group Limited Rep
RA 9
2020-07-02 – 2021-03-16
China Pinnacle Equity Management Limited Rep
RA 4 RA 9
2015-10-15 – 2019-04-30
Symmetry Investments (Hong Kong) Limited Rep
RA 9
2011-08-11 – 2015-04-24
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2011-08-11 – 2015-04-24
Merrill Lynch Far East Limited Rep
RA 1 RA 2 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV946