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LEE Hye Soo

李惠秀
CE AXV597Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Hye Soo (CE number AXV597) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerIFM Investors (HK) Ltd

Licence Record (3)

2021-06-21 – present Current
IFM Investors (HK) Ltd RO
RA 1 RA 4 RA 9
2019-01-28 – 2021-06-21
IFM Investors (HK) Ltd Rep
RA 1 RA 4 RA 9
2011-08-15 – 2016-09-30
Barclays Capital Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV597