Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KONG Wei

孔偉
CE AXU890Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KONG Wei (CE number AXU890) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司
RepresentativeCMB International Global Markets Limited
招銀國際環球市場有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (7)

2021-09-17 – present Current
CMB International Global Markets Limited Rep
RA 1 RA 4
2017-08-24 – present Current
CMB International Securities Limited Rep
RA 1 RA 4
2014-12-31 – 2017-07-14
ICBC International Asset Management Limited Rep
RA 4 RA 9
2014-10-14 – 2017-07-14
ICBC International Securities Limited Rep
RA 1 RA 2
2014-10-14 – 2017-07-14
ICBC International Futures Limited Rep
RA 2
2011-08-11 – 2014-10-03
Ark Securities (Hong Kong) Limited Rep
RA 1
2011-08-11 – 2014-10-03
Provident Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXU890