Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Chak Ming

李澤銘
CE AXT757Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Chak Ming (CE number AXT757) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBlue Water Capital Management Limited

Licence Record (5)

2026-04-17 – present Current
Blue Water Capital Management Limited RO
RA 4 RA 9
2026-02-13 – 2026-04-17
Blue Water Capital Management Limited Rep
RA 4 RA 9
2018-11-05 – 2026-02-12
Atta Capital Limited RO
RA 4 RA 9
2015-07-13 – 2018-10-31
MFG Limited Rep
RA 4 RA 9
2011-08-04 – 2012-09-01
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXT757