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YING Po Suen

應寶漩
CE AXT593Licensed IndividualSFO licence active
Official SFC record

YING Po Suen (CE number AXT593) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (4)

2017-06-02 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2012-04-11 – 2015-01-08
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2011-08-03 – 2017-03-28
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2011-08-03 – 2017-03-28
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXT593