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NG Chun Ho

吳俊豪
CE AXR024Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Chun Ho (CE number AXR024) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAtlantic Asset Management Limited
大西洋資產管理有限公司
Responsible OfficerGlory Sun Securities Limited
寶新證券有限公司

Licence Record (6)

2025-07-07 – present Current
Atlantic Asset Management Limited RO
RA 9
2024-03-22 – present Current
Glory Sun Securities Limited RO
RA 1 RA 4 RA 9
2024-05-23 – 2025-07-07
Atlantic Asset Management Limited Rep
RA 9
2019-11-25 – 2025-04-09
Glory Sun Securities Limited Rep
RA 1 RA 2 RA 9
2018-01-29 – 2019-11-15
Yellow River Securities Limited Rep
RA 1
2014-09-04 – 2018-01-15
CNI Securities Group Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXR024