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SU Yang

宿陽
CE AXP791Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SU Yang (CE number AXP791) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (9)

2022-06-09 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1 RA 4
2022-06-09 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited RO
RA 2
2022-04-22 – 2022-06-09
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4
2022-04-22 – 2022-06-09
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2019-06-20 – 2022-02-11
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 2 RA 4
2017-12-12 – 2019-06-20
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2014-01-06 – 2017-11-22
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 3 RA 4
2014-01-06 – 2017-11-22
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2011-07-11 – 2013-08-14
JPMorgan Funds (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXP791