CAI Jing

蔡璟

CE AXO945Licensed IndividualResponsible OfficerSFO licence active

CAI Jing (CE number AXO945) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Sprint Asset Management Limited 新銳資產管理有限公司

Licence Record (12)

2021-10-11 – 2023-04-28

Orient Securities (Hong Kong) Limited RO

RA 1 RA 4

2021-08-24 – 2021-10-11

Orient Securities (Hong Kong) Limited Rep

RA 1 RA 4

2018-03-06 – 2021-06-15

XinKong International Securities Limited RO

RA 1 RA 4

2018-03-06 – 2021-06-15

XinKong International Asset Management Limited RO

RA 9

2018-01-04 – 2018-03-06

XinKong International Securities Limited Rep

RA 1 RA 4

2018-01-04 – 2018-03-06

XinKong International Asset Management Limited Rep

RA 9

2014-09-16 – 2015-05-07

E Fund Management (Hong Kong) Co., Limited RO

RA 1

2012-08-06 – 2015-05-07

E Fund Management (Hong Kong) Co., Limited Rep

RA 1 RA 4 RA 9

2012-04-30 – 2012-08-01

Oriental Patron Asia Limited Rep

RA 1 RA 9

2012-02-01 – 2012-04-10

ICBC Asset Management (Global) Company Limited Rep

RA 4 RA 5 RA 9

2011-07-06 – 2011-12-08

BlackRock (Hong Kong) Limited Rep

RA 1

2011-07-06 – 2011-12-08

BlackRock Asset Management North Asia Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXO945