YU Tsz Kam

余子淦

CE AXO649Licensed IndividualSFO licence active

YU Tsz Kam (CE number AXO649) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	East Asia Futures Limited 東亞期貨有限公司
Representative	East Asia Securities Company Limited 東亞證券有限公司

Licence Record (12)

2023-07-11 – present Current

East Asia Securities Company Limited Rep

RA 1

2023-07-11 – present Current

East Asia Futures Limited Rep

RA 2

2020-07-08 – 2021-08-15

Orient Securities (Hong Kong) Limited Rep

RA 1 RA 4

2019-12-23 – 2020-04-13

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

2017-04-06 – 2019-12-13

Southwest Securities (HK) Brokerage Limited Rep

RA 1

2017-04-06 – 2019-12-13

Southwest Securities (HK) Capital Limited Rep

RA 1

2017-04-06 – 2019-12-13

Southwest Securities (HK) Futures Limited Rep

RA 2

2014-02-17 – 2016-11-07

CES Forex (HK) Limited Rep

RA 3

2014-01-13 – 2016-11-07

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2014-01-13 – 2016-11-07

CES Commodities (HK) Limited Rep

RA 2

2011-07-06 – 2013-12-15

Phillip Securities (Hong Kong) Limited Rep

RA 1 RA 4

2011-07-06 – 2013-12-15

Phillip Commodities (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXO649