CHEN Yibiao

陳宜飚

CE AXN055Licensed IndividualResponsible OfficerSFO licence active

CHEN Yibiao (CE number AXN055) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司

Licence Record (11)

2024-06-11 – present Current

TradeMaster Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2024-05-09 – 2024-06-11

TradeMaster Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2020-09-01 – 2024-03-31

SPIC Asset Management (Hong Kong) Company Limited RO

RA 1 RA 4 RA 9

2019-12-02 – 2020-05-07

Axis Capital Management Limited Rep

RA 4 RA 9

2019-10-16 – 2019-10-31

Lakala International Asset Management Limited RO

RA 1 RA 4 RA 9

2017-09-21 – 2018-10-10

Haitong International Investment Managers Limited Rep

RA 1 RA 4 RA 9

2017-02-15 – 2018-10-10

Haitong International Asset Management (HK) Limited Rep

RA 4 RA 5 RA 9

2015-12-03 – 2018-10-10

Haitong International Asset Management Limited Rep

RA 4 RA 5 RA 9

2015-10-02 – 2017-06-28

Haitong International Securities Company Limited Rep

RA 1 RA 4

2012-06-27 – 2015-08-19

ABCI Securities Company Limited Rep

RA 1 RA 4

2011-08-18 – 2012-06-20

Vision Finance Asset Management Limited Rep

RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXN055