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CHAN Man Shun

陳文信
CE AXN045Licensed IndividualSFO licence active
Official SFC record

CHAN Man Shun (CE number AXN045) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (2)

2023-12-21 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6
2011-07-04 – 2022-10-06
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXN045