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IP Mun Lam

葉滿林
CE AXM307Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

IP Mun Lam (CE number AXM307) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
RepresentativeChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司

Licence Record (9)

2026-06-04 – present Current
China Securities (International) Corporate Finance Company Limited Rep
RA 1
2026-06-04 – present Current
China Securities (International) Corporate Finance Company Limited RO
RA 6
2025-12-22 – 2026-05-21
GF Capital (Hong Kong) Limited RO
RA 6
2025-10-27 – 2026-05-21
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2025-10-27 – 2025-12-22
GF Capital (Hong Kong) Limited Rep
RA 6
2016-02-29 – 2025-10-06
Innovax Capital Limited RO
RA 6
2015-03-16 – 2025-10-06
Innovax Capital Limited Rep
RA 1 RA 6
2013-07-10 – 2015-02-19
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2011-06-27 – 2013-06-14
China Everbright Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXM307