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XU Mingdong

徐銘東
CE AXL999Licensed IndividualSFO licence active
Official SFC record

XU Mingdong (CE number AXL999) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNovel Wealth Management Limited
諾緯資產管理有限公司

Licence Record (4)

2024-10-08 – present Current
Novel Wealth Management Limited Rep
RA 1 RA 4 RA 9
2015-05-26 – 2017-02-06
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2015-05-26 – 2017-02-06
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2011-06-21 – 2013-07-09
CCB International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXL999