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LAM Yuen Shan, Gloria

林宛珊
CE AXK571Licensed IndividualSFO licence active
Official SFC record

LAM Yuen Shan, Gloria (CE number AXK571) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (4)

2020-06-15 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 4
2015-08-14 – 2020-02-15
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2014-06-27 – 2015-08-01
RHB Securities Hong Kong Limited Rep
RA 1
2011-06-10 – 2014-06-03
CCB International Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK571