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KWOK Shiu Man

郭兆文
CE AXK358Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Shiu Man (CE number AXK358) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Silver Bullet Securities Company Limited
中國子彈証券股份有限公司

Licence Record (10)

2025-08-25 – present Current
China Silver Bullet Securities Company Limited RO
RA 1 RA 4 RA 9
2025-07-29 – 2025-08-25
China Silver Bullet Securities Company Limited Rep
RA 1 RA 4 RA 9
2019-03-11 – 2025-06-30
Partners Capital Securities Limited Rep
RA 1
2016-01-14 – 2016-11-11
Old Peak Capital Limited RO
RA 4 RA 9
2014-09-08 – 2015-12-31
SIFT Capital Partners Limited RO
RA 9
2014-08-06 – 2014-09-08
SIFT Capital Partners Limited Rep
RA 9
2012-11-19 – 2025-06-30
Partners Asset Management (HK) Limited RO
RA 4 RA 9
2012-10-29 – 2016-11-25
Partners Asset Management (HK) Limited Rep
RA 4 RA 9
2012-05-29 – 2012-10-22
Southwest Securities (HK) Asset Management Limited RO
RA 9
2011-08-15 – 2012-05-08
CNCB (Hong Kong) Capital Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK358