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RAO Tingting

饒婷婷
CE AXK261Licensed IndividualSFO licence active
Official SFC record

RAO Tingting (CE number AXK261) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Asia Limited

Licence Record (3)

2024-01-26 – present Current
Natixis Asia Limited Rep
RA 1 RA 4
2014-06-11 – 2023-10-17
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2011-06-08 – 2014-04-23
UBS Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK261