WONG Kwun Ho

黃冠豪

CE AXK040Licensed IndividualResponsible OfficerSFO licence active

WONG Kwun Ho (CE number AXK040) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司
Responsible Officer	Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司

Licence Record (12)

2023-12-08 – present Current

Orient Securities (Hong Kong) Limited RO

RA 1

2023-12-08 – present Current

Orient Capital (Hong Kong) Limited RO

RA 6

2023-11-20 – 2023-12-08

Orient Securities (Hong Kong) Limited Rep

RA 1

2023-11-20 – 2023-12-08

Orient Capital (Hong Kong) Limited Rep

RA 6

2022-08-02 – 2023-09-01

China International Capital Corporation Hong Kong Securities Limited RO

RA 1 RA 6

2022-03-08 – 2023-03-02

China International Capital Corporation Hong Kong Securities Limited Rep

RA 1 RA 6

2018-11-15 – 2022-01-15

Zhongtai International Capital Limited RO

RA 6

2018-01-17 – 2022-01-15

Zhongtai International Capital Limited Rep

RA 1 RA 6

2017-05-10 – 2017-12-21

CCB International Capital Limited Rep

RA 1 RA 4 RA 6

2013-09-16 – 2017-04-21

Guotai Junan Capital Limited Rep

RA 6

2011-12-13 – 2013-09-06

Fortune Financial Capital Limited Rep

RA 6

2011-06-02 – 2011-08-11

Guosen Securities (HK) Capital Company Limited Rep

RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXK040