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SIAH Chun Pang

謝俊鵬
CE AXJ985Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SIAH Chun Pang (CE number AXJ985) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOriental Patron Securities Limited
東英亞洲證券有限公司

Licence Record (9)

2023-12-08 – present Current
Oriental Patron Securities Limited RO
RA 4
2020-10-05 – 2023-12-08
Oriental Patron Securities Limited Rep
RA 4
2019-10-24 – 2020-09-21
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 4
2016-08-04 – 2019-06-06
Yue Xiu Securities Company Limited Rep
RA 1 RA 4
2016-05-19 – 2016-07-15
Delta Asia Securities Limited Rep
RA 1
2016-05-19 – 2016-07-15
Delta Asia Financial Futures Limited Rep
RA 2
2014-04-29 – 2016-05-09
Celestial Securities Limited Rep
RA 1
2014-04-29 – 2016-05-09
Celestial Commodities Limited Rep
RA 2
2011-06-08 – 2014-04-11
Nerico Brothers Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXJ985