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FONG Man Kei

方雯姬
CE AXJ861Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FONG Man Kei (CE number AXJ861) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Responsible OfficerCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (7)

2017-06-30 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2017-06-30 – present Current
CITIC Securities Futures (HK) Limited RO
RA 2
2015-07-28 – 2017-06-30
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-07-28 – 2017-06-30
CITIC Securities Futures (HK) Limited Rep
RA 2
2013-07-25 – 2015-06-20
Haitong International Investment Managers Limited Rep
RA 1
2011-06-02 – 2015-06-20
Haitong International Securities Company Limited Rep
RA 1
2011-06-02 – 2015-06-20
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXJ861