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WONG Tsan Chow

王燦秋
CE AXI459Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Tsan Chow (CE number AXI459) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEagle Trader Asset Management Limited
老鷹量化資產管理有限公司

Licence Record (3)

2021-10-22 – present Current
Eagle Trader Asset Management Limited RO
RA 4 RA 9
2019-04-25 – 2021-09-30
Golden Asset Management Co., Limited RO
RA 1 RA 4 RA 9
2011-05-30 – 2019-04-14
Quam Securities Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXI459