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LAU Kin Chung, Alex

劉健聰
CE AXH629Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Kin Chung, Alex (CE number AXH629) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFortune Financial Capital Limited
富強金融資本有限公司

Licence Record (11)

2025-06-26 – present Current
Fortune Financial Capital Limited RO
RA 6
2025-06-25 – 2025-06-26
Fortune Financial Capital Limited Rep
RA 6
2020-05-28 – 2025-06-02
Tianlong Capital Management Limited RO
RA 6
2020-04-20 – 2020-05-28
Tianlong Capital Management Limited Rep
RA 6
2018-06-11 – 2019-12-31
RHB Capital Hong Kong Limited RO
RA 6
2018-04-19 – 2019-12-31
RHB Capital Hong Kong Limited Rep
RA 1 RA 6
2017-09-07 – 2018-03-04
China Everbright Capital Limited RO
RA 6
2017-04-10 – 2018-03-04
China Everbright Capital Limited Rep
RA 1 RA 4 RA 6
2016-01-18 – 2017-02-26
KGI Capital Asia Limited Rep
RA 1 RA 6
2014-02-25 – 2014-11-24
Anbang Capital (Hong Kong) Co. Limited Rep
RA 1 RA 4 RA 6
2011-05-18 – 2014-01-30
Platinum Securities Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXH629