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WANG Fan

王凡
CE AXH201Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Fan (CE number AXH201) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司

Licence Record (8)

2025-09-24 – present Current
China Securities (International) Brokerage Company Limited RO
RA 1 RA 2 RA 4 RA 5
2021-08-11 – 2025-09-24
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2 RA 4
2019-12-17 – 2021-05-31
Forestone (HK) Asset Management Limited RO
RA 9
2018-07-20 – 2019-11-30
Cornucopiae Asset Management Limited Rep
RA 9
2016-09-06 – 2018-06-29
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2014-05-13 – 2018-06-29
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2011-05-16 – 2014-04-24
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 4
2011-05-16 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXH201