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KAY Chong-san

郭忠山
CE AXG649Licensed IndividualSFO licence active
Official SFC record

KAY Chong-san (CE number AXG649) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (3)

2017-06-26 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 4
2015-05-19 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2011-05-11 – 2015-03-09
MUFG Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG649