Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUI Ching Yan

呂政昕
CE AXG549Licensed IndividualSFO licence active
Official SFC record

LUI Ching Yan (CE number AXG549) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZheng Da International Financial Holding Limited
正大國際金融控股有限公司

Licence Record (5)

2019-09-06 – 2021-05-31
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1
2019-03-12 – 2019-08-21
Orient Securities (Hong Kong) Limited Rep
RA 1
2019-03-12 – 2019-08-21
Orient Futures (Hong Kong) Limited Rep
RA 2
2012-08-29 – 2016-06-27
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2
2011-05-09 – 2012-08-20
China International Futures (Hong Kong) Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG549