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TONG Ka Wai, Geoffrey

唐家偉
CE AXG146Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Ka Wai, Geoffrey (CE number AXG146) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerQMIS Asset Management Limited
華亞資產管理有限公司
Responsible OfficerQMIS Securities Limited
華亞證券有限公司

Licence Record (6)

2022-08-05 – present Current
QMIS Securities Limited RO
RA 1
2022-08-05 – present Current
QMIS Asset Management Limited RO
RA 4 RA 9
2021-07-19 – 2021-10-21
JW Capital Securities Limited RO
RA 4 RA 9
2018-05-28 – 2020-08-20
China Credit International Securities Co., Limited RO
RA 1 RA 4 RA 9
2018-03-21 – 2018-05-28
China Credit International Securities Co., Limited Rep
RA 4 RA 9
2011-05-09 – 2018-03-07
Quam Securities Limited Rep
RA 1 RA 2 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG146