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NG Yee Wai

吳綺惠
CE AXG143Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Yee Wai (CE number AXG143) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAsian Capital Limited
卓亞融資有限公司

Licence Record (8)

2021-08-06 – present Current
Asian Capital Limited RO
RA 6
2021-07-20 – 2021-08-06
Asian Capital Limited Rep
RA 6
2018-12-06 – 2021-05-31
Caitong International Capital Co., Limited Rep
RA 1
2018-12-06 – 2021-05-31
Caitong International Capital Co., Limited RO
RA 6
2016-11-10 – 2018-08-31
Frontpage Capital Limited RO
RA 6
2016-08-30 – 2018-08-31
Frontpage Capital Limited Rep
RA 1 RA 6
2012-09-07 – 2016-01-01
Guotai Junan Capital Limited Rep
RA 6
2011-05-05 – 2016-08-20
Kingston Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG143