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LIU Yang

劉洋
CE AXD891Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Yang (CE number AXD891) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPinpoint Asset Management Limited
保銀資產管理有限公司

Licence Record (6)

2026-03-06 – present Current
Pinpoint Asset Management Limited RO
RA 9
2020-06-03 – 2026-03-06
Pinpoint Asset Management Limited Rep
RA 9
2018-05-23 – 2020-03-17
Segantii Capital Management Limited Rep
RA 9
2013-10-07 – 2018-03-23
Deutsche Securities Asia Limited Rep
RA 1 RA 2
2011-04-21 – 2013-09-28
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2011-04-21 – 2013-09-28
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXD891