TSUI Hoi Lap

徐海立

CE AXD703Licensed IndividualSFO licence active

TSUI Hoi Lap (CE number AXD703) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司
Representative	GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司

Licence Record (9)

2018-09-27 – present Current

GF Securities (Hong Kong) Brokerage Limited Rep

RA 1 RA 4

2018-09-27 – present Current

GF Futures (Hong Kong) Co., Limited Rep

RA 2

2018-04-13 – 2018-09-05

China Securities (International) Asset Management Company Limited Rep

RA 4 RA 9

2015-12-17 – 2018-09-05

China Securities (International) Brokerage Company Limited Rep

RA 1 RA 2

2014-12-30 – 2015-12-10

Guoyuan Securities Brokerage (Hong Kong) Limited Rep

RA 1

2014-12-30 – 2015-12-10

Guoyuan Futures (Hong Kong) Limited Rep

RA 2

2014-07-24 – 2014-09-10

Bright Smart Forex Limited Rep

RA 3

2011-04-13 – 2014-09-10

Bright Smart Securities International (H.K.) Limited Rep

RA 1

2011-04-13 – 2014-09-10

Bright Smart Futures & Commodities Company Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXD703