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WONG Chor Ming

黃礎銘
CE AXD243Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Chor Ming (CE number AXD243) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChangjiang Corporate Finance (HK) Limited
長江證券融資(香港)有限公司
RepresentativeChangjiang Securities Brokerage (HK) Limited
長江證券經紀(香港)有限公司

Licence Record (7)

2024-05-14 – present Current
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2021-01-29 – present Current
Changjiang Corporate Finance (HK) Limited RO
RA 6
2020-12-28 – 2021-01-29
Changjiang Corporate Finance (HK) Limited Rep
RA 6
2017-07-14 – 2020-11-30
Innovax Capital Limited RO
RA 6
2017-04-20 – 2020-11-30
Innovax Capital Limited Rep
RA 1 RA 6
2013-07-31 – 2014-06-27
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2011-04-13 – 2017-04-19
China Everbright Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXD243