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TANG Man Lam

鄧文林
CE AXB290Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Man Lam (CE number AXB290) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerPrudential Index Trading Company Limited
信誠期貨有限公司
RepresentativePrudential Brokerage Limited
信誠證券有限公司
RepresentativePrudential Index Trading Company Limited
信誠期貨有限公司

Licence Record (3)

2022-11-23 – present Current
Prudential Index Trading Company Limited RO
RA 2 RA 5
2019-02-26 – present Current
Prudential Index Trading Company Limited Rep
RA 2 RA 9
2011-04-27 – present Current
Prudential Brokerage Limited Rep
RA 1 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXB290