Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Sze Ho

陳思浩
CE AWZ026Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Sze Ho (CE number AWZ026) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerI Win Securities Limited
一盈證券有限公司
RepresentativeI Win Asset Management Limited
一盈資產管理有限公司

Licence Record (9)

2022-03-11 – present Current
I Win Securities Limited RO
RA 1
2022-03-04 – present Current
I Win Asset Management Limited Rep
RA 4
2020-12-08 – 2022-03-11
I Win Securities Limited Rep
RA 1
2018-12-03 – 2020-07-28
CMBC International Securities Limited Rep
RA 1 RA 4
2018-01-03 – 2020-07-28
CMBC Securities Company Limited Rep
RA 1 RA 4
2018-01-03 – 2020-07-28
CMBC International Futures Company Limited Rep
RA 2
2013-05-15 – 2017-07-27
CITIC Securities Futures (HK) Limited Rep
RA 2
2011-07-27 – 2017-07-27
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2011-03-11 – 2011-06-21
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWZ026