CHUN Sau Yee

秦壽頤

CE AWY508Licensed IndividualResponsible OfficerSFO licence active

CHUN Sau Yee (CE number AWY508) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	China United Merchants Asset Management Company Limited 新華國通資產管理有限公司

Licence Record (10)

2020-05-20 – present Current

China United Merchants Asset Management Company Limited RO

RA 1 RA 4 RA 9

2020-04-21 – 2020-05-20

China United Merchants Asset Management Company Limited Rep

RA 1 RA 9

2019-10-25 – 2020-02-29

DaoKou Securities Limited Rep

RA 1

2017-07-14 – 2020-02-29

DaoKou Asset Management Limited Rep

RA 4 RA 9

2015-04-29 – 2015-09-16

Haitong International Investment Managers Limited Rep

RA 1 RA 4 RA 9

2015-04-29 – 2015-09-16

Haitong International Asset Management (HK) Limited Rep

RA 4 RA 9

2015-04-29 – 2015-09-16

Haitong International Asset Management Limited Rep

RA 4 RA 9

2014-01-20 – 2015-07-06

Haitong International Securities Company Limited Rep

RA 1 RA 4

2014-01-20 – 2015-07-06

Haitong International Futures Limited Rep

RA 2

2011-04-20 – 2015-07-06

iBest Consultants Limited Rep

RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWY508