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LI Lu

李璐
CE AWW550Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Lu (CE number AWW550) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCCB International Asset Management Limited
建銀國際資產管理有限公司
Responsible OfficerCCB International Securities Limited
建銀國際證券有限公司

Licence Record (7)

2026-06-09 – present Current
CCB International Securities Limited RO
RA 1 RA 4
2020-04-15 – present Current
CCB International Asset Management Limited RO
RA 1 RA 4 RA 9
2026-03-02 – 2026-06-09
CCB International Securities Limited Rep
RA 1 RA 4
2019-12-11 – 2020-04-15
CCB International Asset Management Limited Rep
RA 1 RA 4 RA 9
2014-01-29 – 2019-11-19
ABCI Asset Management Limited RO
RA 4 RA 9
2013-12-12 – 2014-01-29
ABCI Asset Management Limited Rep
RA 4 RA 9
2011-03-01 – 2013-11-29
CITIC Securities Asset Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWW550