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LEE Jason Kwan Ho

李君豪
CE AWW455Licensed IndividualSFO licence active
Official SFC record

LEE Jason Kwan Ho (CE number AWW455) is an individual licensed by the Hong Kong SFC. First licensed on 2011-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (4)

2019-07-02 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1
2012-03-19 – 2019-01-29
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 9
2011-03-07 – 2012-03-19
UBS Securities Asia Limited Rep
RA 1 RA 2
2011-03-07 – 2012-03-19
UBS Securities Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWW455