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HSIA Tien Tien

夏田田
CE AWU833Licensed IndividualResponsible OfficerSFO licence active

HSIA Tien Tien (CE number AWU833) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFubon Fund Management (Hong Kong) Limited
富邦基金管理(香港)有限公司

Licence Record (3)

2012-08-20 – 2016-02-29