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SHENG Yiran

盛一然
CE AWT319Licensed IndividualSFO licence active
Official SFC record

SHENG Yiran (CE number AWT319) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (5)

2023-01-30 – present Current
CLSA Limited Rep
RA 4
2019-01-28 – 2022-09-13
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2016-08-05 – 2019-01-16
Orient Securities (Hong Kong) Limited Rep
RA 4
2014-09-10 – 2016-05-01
KGI Asia Limited Rep
RA 1 RA 4
2011-02-01 – 2012-03-16
Access Investment Management (H.K.) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWT319