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LIN Xiaowen

林曉雯
CE AWS856Licensed IndividualSFO licence active
Official SFC record

LIN Xiaowen (CE number AWS856) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCMB International Capital Limited
招銀國際融資有限公司
RepresentativeCMB International Global Markets Limited
招銀國際環球市場有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (7)

2022-07-07 – present Current
CMB International Global Markets Limited Rep
RA 1
2018-02-01 – present Current
CMB International Securities Limited Rep
RA 1
2017-11-08 – present Current
CMB International Capital Limited Rep
RA 1 RA 6
2015-07-13 – 2017-09-22
ICBC International Securities Limited Rep
RA 1
2012-10-18 – 2017-09-22
ICBC International Capital Limited Rep
RA 1 RA 6
2011-01-28 – 2012-08-31
Macquarie Capital Limited Rep
RA 1 RA 6
2011-01-28 – 2012-08-31
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWS856