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HE Saiyi

賀賽一
CE AWS747Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HE Saiyi (CE number AWS747) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-28. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司

Licence Record (5)

2026-03-12 – present Current
CMB International Global Markets Limited RO
RA 4
2022-09-16 – 2026-03-12
CMB International Global Markets Limited Rep
RA 4
2017-05-17 – 2022-05-31
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4
2015-08-03 – 2017-01-19
Indus Capital Advisors (Hong Kong) Limited Rep
RA 4 RA 9
2011-01-28 – 2015-06-10
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWS747