Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

JIN Ziyin

金子寅
CE AWQ069Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JIN Ziyin (CE number AWQ069) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLibrary Research Limited
文淵資本管理有限公司

Licence Record (4)

2018-05-03 – present Current
Library Research Limited RO
RA 9
2015-07-02 – 2017-08-15
DST Investment Management Limited Rep
RA 1 RA 4
2013-06-03 – 2015-06-15
Myriad Asset Management Limited Rep
RA 9
2011-01-13 – 2013-04-30
Morgan Stanley Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWQ069