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TAN Shuyue

譚姝玥
CE AWP011Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAN Shuyue (CE number AWP011) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPrudence Investment Management (Hong Kong) Limited
方圓基金管理(香港)有限公司

Licence Record (3)

2019-01-22 – present Current
Prudence Investment Management (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2018-04-17 – 2019-01-16
Fangyuan Capital (Hong Kong) Limited RO
RA 4 RA 9
2011-01-31 – 2019-12-10
Prudence Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP011