Prudence Investment Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number ATB478). First licensed on 2009-06-08. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2015-08-21 |
| RA 9 | Asset Management | 提供資產管理 | 2009-06-08 |
| CE No. | Name | Chinese |
|---|---|---|
| AWP011 | TAN Shuyue | 譚姝玥 |
| AXN001 | CHAN Man Fung | 陳文豐 |
| CE No. | Name | Chinese |
|---|---|---|
| AER867 | DENG Ti Shun | 鄧體順 |
| AXF909 | CHEN Liye | 陳禮燁 |
| BAG440 | LAI Shaoping | 賴少萍 |
| BGC464 | GUO Chenyang | 郭晨阳 |
| BJA039 | XIA Yun | 夏云 |
| BKY819 | SU Yanling | 蘇艷玲 |
| BMQ907 | ZENG Qianqian | 曾千芊 |
| BRV136 | YANG Xi | 楊茜 |
| BUT980 | LI YING | 李莹 |
| BXM468 | CHEN Fangze | 陳方澤 |