WU Ngai Pan

胡毅彬

CE AWO869Licensed IndividualResponsible OfficerSFO licence active

WU Ngai Pan (CE number AWO869) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	DLJ Real Estate Capital Partners (HK), Limited

Licence Record (13)

2022-05-11 – present Current

DLJ Real Estate Capital Partners (HK), Limited RO

RA 1 RA 4

2022-04-20 – 2022-05-11

DLJ Real Estate Capital Partners (HK), Limited Rep

RA 1 RA 4

2021-01-05 – 2022-01-05

Po Tai Securities (Hong Kong) Limited RO

RA 1 RA 4

2019-05-07 – 2020-12-31

Holly International Asset Management Company Limited RO

RA 4

2017-11-17 – 2020-12-31

Holly International Financial Holdings Limited RO

RA 1

2017-10-25 – 2020-12-31

Holly International Financial Holdings Limited Rep

RA 1 RA 2

2017-03-31 – 2017-09-29

Central Wealth Securities Investment Limited RO

RA 1

2017-01-16 – 2017-03-31

Central Wealth Securities Investment Limited Rep

RA 1

2017-01-16 – 2017-09-29

Central Wealth Futures Limited Rep

RA 2

2015-07-15 – 2017-01-01

CMBC International Futures Company Limited Rep

RA 2

2015-05-26 – 2017-01-01

CMBC Securities Company Limited Rep

RA 1

2014-06-13 – 2015-05-15

RHB Securities Hong Kong Limited Rep

RA 1

2011-02-09 – 2012-11-30

China Gather Wealth Financial Company Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWO869