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CHEUNG Wai Yip

張偉業
CE AWO073Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Wai Yip (CE number AWO073) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHang Seng Securities Limited
恒生證券有限公司

Licence Record (3)

2023-08-15 – present Current
Hang Seng Securities Limited RO
RA 1
2023-06-29 – 2023-08-15
Hang Seng Securities Limited Rep
RA 1
2010-12-23 – 2011-04-01
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWO073